The Prudent Investment Adviser Rule

The Prudent Investment Adviser Rule Risk and Liability Management for Investment Fiduciaries

Paperback (03 Mar 2016)

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Publisher's Synopsis

Today's financial professionals face more legal challenges than ever before. "The Prudent Investment Adviser Rule" provides investment fiduciaries such as as financial advisers, investment advisers and 401(k)/pension plan sponsors with useful information and legal standards that they can use to help comply with current legal requirements, thereby helping them to avoid unnecessary and unwanted liability exposure for themselves and their company.

Book information

ISBN: 9781530333578
Publisher: Amazon Digital Services LLC - KDP Print US
Imprint: Createspace Independent Publishing Platform
Pub date:
Language: English
Number of pages: 110
Weight: 159g
Height: 229mm
Width: 152mm
Spine width: 6mm